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Saturday, July 11, 2020 | History

2 edition of ABA National Institute on Revolution in Securities Regulation found in the catalog.

ABA National Institute on Revolution in Securities Regulation

ABA National Institute on Revolution in Securities Regulation

the Washington Hilton, Washington, D.C., Thursday, October 11th thru Saturday, October 13th, 1973

  • 59 Want to read
  • 17 Currently reading

Published by American Bar Association] in [Chicago .
Written in English

    Subjects:
  • Securities -- United States.

  • Edition Notes

    Statementsponsored by the Section of Corporation, Banking and Business Law.
    ContributionsAmerican Bar Association. Section of Corporation, Banking, and Business Law., ABA National Institute on Revolution in Securities Regulation (1973 : Washington, D.C.)
    The Physical Object
    FormatMicroform
    Pagination1 v. (various pagings)
    ID Numbers
    Open LibraryOL16254605M

    amendments to Form N-1A under the Act and the Securities of , as amended ("Securities Act"), and amendments to Forms N and N-CEN under the Act). 2 Id. at AMERICAN BAR ASSOCIATION BUS INES S l AW SECTION I NORTH CLARK STREET. CHICAGO. IL Biographical Sketch. Professor Emerita Joyce Lee Malcolm is an historian and constitutional scholar active in the area of constitutional history, focusing on the development of individual rights in Great Britain and America. She is the author of eight books, most recently The Tragedy of Benedict Arnold: An American Life, May Professor Malcolm has written many books and articles on gun.

    Kimberly Krawiec is an expert on corporate law who teaches courses on securities, corporate, and derivatives law. Her research interests span a variety of fields, including the empirical analysis of contract disputes; the choice of organizational form by professional service firms, including law firms; forbidden or taboo markets; corporate compliance systems; insider trading; derivatives. In addition, Mr. Zenner has served as adjunct faculty member at Northwestern University School of Law and lectures at the Corporate Counsel Institute, ABA's National Institute on Securities Fraud, and the University of Chicago. Mr. Zenner graduated from Northwestern University in with Honors and Distinction in Political Science.

    Presentations. ABA TECHSHOW faculty presenting the second edition of the Virtual Law Practice book and on a panel presentation about virtual law firms, April Increasing Online Engagement for Access to Justice using Gamification, DATA2J roundtable conference at University of South Carolina Law School, March, Webinar on Virtual Law Practice and Gamification of Legal Services.   On October 8, Mr. Peikin moderated the panel, “Credit for Cooperation at SEC and DOJ,” at the American Bar Association’s Fifth Annual National Institute on Securities Fraud in New Orleans. The panel explored the SEC’s new approach to promoting and crediting cooperation, as well as changes to DOJ approach to cooperation by companies and individuals, including whether promised benefits.


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